Gao D and Maurin MB Physical Chemical Stability of Warfarin Sodium AAPS PharmSci 2001;
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article 3
(https://www.pharmsci.org/scientificjournals/pharmsci/journal/01_03.html).
Physical Chemical Stability of Warfarin Sodium
Submitted: August 21, 2000; Accepted: December 20, 2000; Published: January 16, 2001
Danchen Gao1,2 and Michael B. Maurin3
1Pharmaceutical Sciences, Pharmacia, Skokie, IL 60077
2Conducted during an internship at the University of Kansas, School of Pharmacy, Department of Pharmaceutical Chemistry, Lawrence, Kansas 66045
3Pharmacy R&D, DuPont Pharmaceuticals Company, P. O. Box 80400, Wilmington, Delaware 19880-0400
Correspondence to: Michael B. Maurin Telephone: 302-695-9387 Facsimile: 302-695-6890 E-mail: michael.b.maurin@dupontpharma.com
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Keywords: Warfarin Sodium Isopropyl Alcohol Clathrate Amorphous Crystallinity Physical Stability Thermal Stability
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Abstract
Crystalline warfarin sodium is an isopropanol clathrate containing 8.3%
isopropyl alcohol (IPA) and 0.57% water upon receipt. The hygroscopicity and
impact of moisture on IPA status as well as on the stability of the clathrate
was studied at different relative humidities. The IPA loss and water uptake were
simultaneous but they did not exchange at 1:1 molar ratio. At 58% relative
humidity (RH) or below, the exchange process was insignificant. At 68% RH or
above, the clathrate tended to lose IPA while absorbing water and reverting to
the amorphous state. The rate of IPA loss and moisture uptake was a function of
RH. The thermal stability of the crystalline warfarin sodium was also examined.
Physical change occurred after isothermal storage for 24 hours at 80ºC and 11
hours at 120ºC. The rate of IPA loss was temperature dependent.

Introduction
Warfarin sodium is the sodium salt of 3-(a-acetonylbenzyl)-4-hydroxycoumarin (Figure 1 ) with an
apparent solubility larger than 7 g/mL. The compound was first synthesized by
Schroeder and Link1 with two solid forms available-amorphous and crystalline
clathrate. The amorphous form is stable in ambient conditions. The crystalline
clathrate form is warfarin sodium-isopropyl alcohol complex, which is prepared
either from warfarin or amorphous warfarin sodium to eliminate impurities in
warfarin sodium2 . The pharmacologic function of the compound is an
anticoagulant that inhibits the synthesis of vitamin K-dependent coagulation
factors. The treatment aims at preventing further extension of the formed clots
and secondary thromboembolic complications that may result in serious and
possible fatal sequelae3 .
In the past 30 years, very few people have studied the nature of the complex.
Hiskey and Melnitchenko4 focused on the continuous series of compositions
that occur and only briefly mentioned that the clathrate would become less and
less crystalline with an increase in water content. Gao and Rytting5
developed a solution calorimetry method to determine the crystallinity of drugs
and used warfarin sodium as one of the model compounds to study the relationship
between enthalpy and isopropyl alcohol (IPA) loss and crystallinity. There have
been no reports of work to quantitatively study the physical chemical stability
of the warfarin sodium clathrate system, such as hygroscopicity, solid state
properties, and so on.
As introduced by Hiskey and Melnitchenko, clathrate warfarin sodium is
composed of warfarin sodium as the host molecule and IPA and water as the guest
molecules. The warfarin sodium:IPA:water ratio may vary from 8:4:0 to 8:2:2 and
still possess the monoclinic space lattice. Since the guest molecules play a
critical role in the formation and stability of the clathrate, it is important
to understand the hygroscopicity and its impact on this clathrate. In this
study, both IPA and water content were monitored at various relative humidities.
The solid state properties were studied using polarized microscopy,
differential scanning calorimetry (DSC), thermogravimetric analysis (TGA), and X-ray powder diffraction patterns. A
possible explanation for losing crystallinity after losing IPA is described. The
thermal stability of the clathrate of warfarin sodium is presented. In general,
the objective of this work is to more fully understand the physical chemical
stability of warfarin sodium.

Materials and Methods
Both amorphous and crystalline warfarin sodium were prepared by
Chemoswed (Jane, Sweded) and were used as received. All
solvents were high-performance liquid chromatography (HPLC) grade and other
reagents were analytical grade. All solutions were prepared in Milli-Q (Millipore Corporation, Bedford, MA) distilled water that had a resistance of greater than 17
MΩ-cm
Humidity chambers of 75%, 68%, 58%, 33%, and 20% were prepared using sodium
chloride, cupric chloride, sodium bromide, magnesium chloride, and potassium
acetate, respectively6 . Saturated salt solutions remained in contact with
excess solid salt in a sealed desiccator. The chamber was equilibrated at room
temperature for at least 24 hours before use, and a relative humidity (RH) gauge
remained in the chamber during the sample incubation period for RH
monitoring.
The IPA concentrations were measured with a gas chromatographic method that
was based in part on the analytical method in USP 24 (USP 24, 2000). n-Propanol
was employed as an internal standard with detection by flame ionization (HP
5890A, Hewlett Packard, Palo Alto, CA). The hydrogen and air flow rates
were 30 mL/min and 240 mL/min, respectively. Separation was performed on a
chromosorb 101 80-100 mesh (Celite Corporation, Lompac, CA), 122 cm
x 4 mm i.d.-packed glass column with helium flow rate of
11 mL/min and oven temperature of 120°C. The injector
and detector temperatures were 200°C. Data acquisition
was completed with a VAX-based program that calculated the
sample concentrations from a standard curve based on the IPA peak areas
(Multichrom Software, Fisons Instruments, Beverly, MA). Fresh standards were prepared for each analysis. The
approximate retention time was 5.5 minutes for IPA and 8.4 minutes for
n-propanol. The resolution was 2.1 for the separation.
The warfarin sodium concentrations were measured with an isocratic
reverse-phase HPLC method. Separation was performed on a 4.6 mm x 15 cm Novapak
C8 column (Waters Chromatography, Milford, MA) with an eluant
consisting of metanol:water:glacial acetic acid (64:35:1). A flow rate of 1.4
mL/min was employed. An ultraviolet detector was used at 280 nm. Data
acquisition was completed with a VAX-based program that calculated the sample
concentrations from a standard curve based on the warfarin sodium peak areas
(Multichrom Software, Fisons Instruments, Beverly, MA). The retention time for warfarin sodium was approximately 8
minutes.
Samples were examined periodically by X-ray powder diffraction. Two different
models of a Philips instrument were used in these studies. One was a Philips
model APD 3720 (Natick, MA) automated powder diffractometer equipped
with a variable slit (Q-compensating slit), a scintillation counter, and a
graphite monochromator. CuKα radiation (40 kV, 30 mA)
was employed. The intensity of the diffracted radiation was detected
automatically every 0.5 seconds by the scintillation detector. The other one was
a Philips electronic type 42266 (Natick, MA) wide-angle goniometer
with graphite monochromator. A Philips model 3100 XRG with a long, fine-focus
copper tube (50 kV, 40 mA) was used. Data were recorded by a Philips 3000 data
measuring system (Natick, MA) with a Radix Databox (Materials Data Inc., Livermore, CA).
The samples were scanned from an angle (2θ) of 2° to 60°; the step size was 0.02 degrees; and the count time was 0.5 sec/step under either dry condition or the corresponding RHs.
Differential scanning calorimetry (DSC, Model 910, TA Instruments, New Castle, DE) and thermogravimetric analysis (TGA, Model 2950, TA
Instruments) were performed for warfarin sodium by placing the drug substance
into an open sample pan and heating at 10°C/min under a 50 mL/min stream of dry
nitrogen. Sample weights of 2 mg to 5 mg were used.
A hot-stage microscope (Mettler FP82, Highstown, NJ) and
polarized-light microscopy (Leitz Aristomet microscope, Leica, Allendale, NJ)
were used in addition to X-ray powder diffraction and DSC to determine the
relative degree of crystallinity and changes in physical properties during the
heating process. Pictures were taken at points of interest, such as the melting
temperature and the temperature of solvent release. The warfarin sodium sample
was prepared for microscopy by suspending it in light mineral oil before
covering it with microscope glass.
Water content was analyzed by Karl Fischer coulometric determination (KF684
Coulometer, Brinkmann, Westbury, NY). Sample sizes of 2 mg to 10 mg
were used depending on the water content of the sample. The drift of the
instrument was approximately 10 and the absolute water weight was controlled in
the range of 100 µg to 500 µg for the best accuracy of the measurements.

Results
IPA Loss and Water Uptake at Different Relative Humidities
Warfarin sodium crystalline used in this study was a clathrate with 8.3% IPA
and 0.57% water upon receipt. At 33% RH or below, the IPA content remained
virtually unchanged during storage. At 58% RH, the IPA loss rate was not
obvious. At 68% RH, the compound lost IPA rapidly during the first 11 days
(Figure 2 ). Simultaneously, the water uptake behavior at 20%, 33%, 58%, and 68%
RH was consistent with the IPA loss profile (Figure 3 ). At 75% RH or above, the
clathrate deliquesced within 72 hours.
Figure 4 shows the mole percentage of water, IPA, and the total solvent at
68% RH for up to 35 days. The IPA loss and moisture uptake rate slowed down
after 11 days of storage and effectively reached equilibrium. The final IPA
content and water content were approximately 3.3% (wt/wt) and 11% (wt/wt),
respectively. The total solvent mole percentage increased with the storage.
Thus, the IPA loss and water uptake in clathrate warfarin sodium was not a 1:1
molar exchange. This result is in good agreement with what was observed by Gao
and Rytting5 .
Figure 5 shows the water uptake rate of amorphous warfarin sodium at 68% RH.
The amorphous material contained initially 3.8% water, 7 times the water content
in crystalline warfarin sodium. The amorphous warfarin sodium sorbed water
faster than the crystalline material at 68% RH, and the rate of water sorption
slowed down after 13 days. This finding may explain the results in Figure 3 . Because the clathrate of warfarin sodium decreased gradually in crystallinity while losing IPA, the clathrate began to decrease in crystallinity and convert
to the amorphous state. The amorphous state continuously took up water at a
faster rate than did the crystalline state. Therefore, the total solvent mole
percentage increased with storage and eventually reached equilibrium when the
amorphous material water uptake reached saturation.
X-ray powder diffraction revealed that the drug substance became much less
crystalline upon storage at 68% RH and reverted potentially to its amorphous
state. Figures 6 and 7 show the X-ray diffraction pattern of clathrate warfarin sodium initially and after storage at 68% RH for 35 days, respectively. The
diffraction patterns were similar, but the peak intensities reduced after the
uptake of water.
The relative crystallinity results were confirmed by polarized-light
microscopy. The amount of crystalline substance observed under polarized light
became much lower after 36 days storage at 68% RH. These findings are also in
qualitative agreement with the findings of Hiskey and Melnitchenko, who reported
that as the percentage of water increased in the crystallizing medium, the size
of the crystals diminished and their appearance as crystals became less and less
crystalline4 .
Warfarin sodium content was monitored periodically by HPLC during storage at
68% RH and during the thermal stress studies. No degradation was detected at any
occasion, which suggests that warfarin sodium was chemically stable under the
conditions tested.
Thermal Analysis
The tendency to lose crystallinity was also noted by thermal analysis. A
typical DSC thermogram of clathrate warfarin sodium produced a broad-shoulder
endotherm with a peak temperature at 186°C, which corresponded to the evolution
of IPA and its subsequent melting (Figure 8 ). The behavior was confirmed by
hot-stage microscopy with the evolution of IPA seen as a streaming from the
crystal of a miscible swirl into the immersion oil followed by subsequent
melting. The observations are also supported by modulated differential scanning
calorimetry studies7 . However, after a 35-day storage at 68% RH, a sharp endotherm was observed at approximately 115°C, which was confirmed to be to
result of dehydration. The dehydration was based on the observation of the
release of immiscible bubbles into immersion oil by hot stage microscopy. In
addition, the endotherm at 186°C became much less pronounced and lacked the
shoulder peak. This not only suggested the presence of a certain amount of water
but also some physical changes in the sample. X-ray powder diffraction results
for crystalline material after 35 days of storage at 68% RH confirmed a loss of
crystallinity.
TGA produced a total weight loss of 7.61% for clathrate warfarin sodium upon
receipt and 9.05% after a 35-day storage at 68% RH on heating to 200°C (Figure 9 ). The results were consistent with the DSC thermograms shown in Figure 8 . Initially, the weight loss was mainly due to the loss of IPA, whereas it was
mainly water loss after 35 days storage at 68% RH. The water content obtained by
Karl-Fisher method was higher than the TGA weight loss. This
may indicate that some water is bound to the clathrate tighter and may be
involved in the structure of the clathrate. After a 35-day storage at 68% RH,
the sample weight loss began at a lower temperature than did the initial sample,
suggesting that the clathrate warfarin sodium evolved IPA at a higher
temperature than amorphous warfarin sodium-released water.
Thermal Stability
The loss of crystallinity after the release of IPA was supported by X-ray
powder diffraction patterns observed after heating the clathrate to 180°C then cooling to 30°C (Figure 10a ). The peak intensities were reduced. After reheating to 180°C, no increase in peak intensities occurred (Figure 10b ).
This suggested that IPA played an important role in the clathrate structure of
warfarin sodium and the crystalline structure was not recovered by reheating.
These results were consistent with what was observed in the DSC thermograms
(Figure 11 ).
Crystalline warfarin sodium was equilibrated rapidly to 80°C over 4.5 minutes or 120°C over
7.0 minutes and held isothermally by TGA. During the equilibration process, the
weight loss was 0.29% and 0.92% at 80°C and 120°C, respectively. At 120°C, the
weight loss reached equilibrium within 10 hours; the total weight loss was 8.2%.
At 80°C, the total weight loss was 5.0% after 90 hours.
The IPA content during the thermal treatment was quantified at various times
(Figure 12 ). IPA loss in crystalline warfarin sodium increased with increased temperature. By X-ray powder diffraction, only an amorphous carbon halo band was
observed after 23 hours at 120°C, which was indicative
of conversion to amorphous material (Figure 13 ). After this treatment, the IPA content was less than 0.8%. No degradation was detected by HPLC after heating to
120°C for 23 hours. The X-ray powder diffraction
patterns for clathrate warfarin sodium after thermal treatment at 80°C for 24 hours, 48 hours, and 8 days were shown in Figure 14 , respectively. Peak intensities decreased with increased storage time at
80°C and can be noted in the area of 20° 2θ. Compared to the pattern at
120°C, the loss of crystallinity was accelerated at the
higher temperature.
Attempts to Prepare Other Possible Warfarin Sodium Clathrates
Preparation of clathrates of methanol, ethanol, n-propanol,
butanol, and IPA were attempted using amorphous warfarin sodium as the starting
material. Only the IPA clathrate was obtained successfully. Amorphous warfarin
sodium was regenerated in the other solvents. This is consistent with literature
reports1,5 .

Discussion
Effect of Water on Physical Stability
Clathrate warfarin sodium was moderately hygroscopic. Based on the water
uptake rate at different RHs, the critical RH was approximately 68%. It was
chemically stable at different RHs and only physical changes were observed.
On storage at 68% RH, the intensity of the peaks in the X-ray powder
diffraction pattern of the clathrate warfarin sodium decreased gradually and the
peak resolution decreased. In addition, an amorphous carbon halo band appeared
from 15-40° 2? as part of the
baseline of the X-ray powder diffraction powder pattern. The changes in the
diffraction pattern occurred in concert with the simultaneous loss of IPA and
uptake of water. The changes reflected the conversion from an anhydrous IPA
clathrate to a crystalline form containing both IPA and water prior to
converting to the amorphous state and were consistent with earlier
characterizations of this system4 .
A typical DSC thermogram for clathrate warfarin sodium showed a broad
endotherm prior to the melting process. It was reduced and disappeared
eventually with an increase in water content. The release of liquid from the
clathrate preceded the melting process as observed by hot-stage microscopy.
Therefore, IPA content was analyzed by collecting samples after heating the
crystalline material to 180°C in an open pan and
cooling to 25°C. Since the melting point was not
reached, the resultant material retained some crystallinity (Figure 10 ) but only
2.5% to 3.0% IPA remained. The IPA analysis and hot-stage microscopy behavior
confirmed that the shoulder endotherm at approximately 180°C in the DSC thermogram was probably IPA release. This was
consistent with a typical property of the clathrates (i.e., the guest molecules
will be released prior to the melting process).
Amorphous warfarin sodium sorbs much more water than does the clathrate. This
may be because of the lack of the periodic structure in the system; thus, it
provides more opportunity to accommodate water8 . According to
Franks9 and Hancock, et al.12 , the process may also be considered as a
plasticizing effect where water is a plasticizer. Generally, the effect is very
strong at low water content because of the strong solid-water interaction, and
decreases at higher water amounts while the plasticizing efficiency of the water
is reduced. Eventually the affinity of the water for the solid decreases to the
extent that water would preferentially associate with itself10 . The water
content equilibrated after 35 days of storage at 68% RH. The plasticizing effect
may stop, and an equilibrium between the crystalline and amorphous forms may be
obtained. Hydrogen bonding may have played an important role in the structure of
clathrate warfarin sodium. The fact that an IPA content of 2.5% to 3.0% was
retained in the system during storage at 68% RH may indicate that the clathrate
warfarin sodium was converted partially to the amorphous form. This may be
similar to the situation found with proteins, where the plasticizing effect may
stop when the hydrogen bonding capacity of the solid is exceeded8,9,11,12 .
At 75% RH or above, the clathrate deliquesced within 72 hours. The driving force
for this process may be the partial vapor pressure differences between the
atmosphere and the solid system, which made the equilibrium process found at 68%
RH no longer possible; therefore, the nature and strength of the water-solid
interaction is material-dependent.
Effect of Temperature on Physical Stability
The rate of IPA loss was faster with an increase in temperature, but
no rate law was found that described the process. The IPA content decreased to
0.8% after 23 hours at 120°C; storage at 68% RH
resulted in the clathrate warfarin sodium IPA content decreasing to 2.5% to
3.0%. This indicates that the thermal stress of storage at 120°C was greater than the stress of exposure at 68% RH and its
associated plasticizing effect in breaking the hydrogen bonding and the
clathrate structure. The conversion from the crystalline to the amorphous state
took place after the loss of IPA. This result confirmed that IPA played an
important role in the stability of the clathrate form of warfarin sodium. Also,
it was consistent with literature reports suggesting that the instability of the
guest molecule in a clathrate is accelerated with thermal stress13 .
Attempts to Prepare Other Possible Warfarin Sodium Clathrates
The uniqueness of the IPA clathrate warfarin sodium system
suggested that both noncovalent bonding and steric hindrance were important in the
formation of a clathrate. The warfarin sodium-isopropyl alcohol complex was the
only warfarin sodium clathrate found.

Conclusion
The physical stability of clathrate warfarin sodium was evaluated, and the
water uptake and IPA loss at various RHs were quantified. At 68% RH or above,
the compound lost IPA, sorbed water, and reverted to the amorphous state. The
rate of IPA loss and water uptake was a function of RH (i.e., the higher the RH,
the faster the loss of IPA and crystallinity). The process reached fruition when
the clathrate converted to the amorphous state. Thermal stress also caused the
IPA loss from the clathrate warfarin sodium in a temperature-dependent
fashion.

Acknowledgements
The assistance of Ms. C. Foris in performing the X-ray powder diffraction is
greatly appreciated.

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